Financial Intelligence specializes in completing difficult and/or delinquent SEC filings to obtain, maintain or regain SEC and NASDAQ compliance.

Preparation of SEC Filings

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Financial Intelligence specializes in completing difficult and/or delinquent SEC filings to obtain, maintain or regain SEC and NASDAQ compliance. These include all ’33 Act filings (including Forms S-1 and S-3) and initial and amended ’34 Act filings (including Forms 10-Q, 10-K and 8-K).

Corporations rely on us to:

  • Support their finance team and/or to provide accounting and
    finance capabilities that are not resident in-house.
  • Analyze key accounting requirements and interpretations as they
    relate to specific facts and circumstances to ensure that they are
    applied properly the first time.
  • Prepare accounting position papers, analytical reports and SEC
    filings.
  • Coordinate all aspects of the filings, including project
    management and communication with auditors, tax advisors, counsel
    and the audit committee.

Our proven experience in solving extremely complex and diverse revenue recognition issues allows us to resolve issues and form defensible conclusions; document conclusions to satisfy demanding audit situations; and draft disclosures and complete the SEC filings quickly.